OUR SERVICES

Our time-saving services offered to Independent Financial Advisors.

In taking the time to get to know you and your approach, each document we produce will be ready to hand over to your client as a finished article so you can get on with doing what you do best, giving great financial advice to your clients, safe in the knowledge that you’ve got professional support from a team with over 25 years of experience in the Financial Services industry.

Services that we provide:

  • Paraplanning
  • Complaints Handling
  • Past Business Review / File Checking
  • Product / Provider Research
  • TVAS Reports
  • Other Support Services

To discuss your requirements please call or email us. We’ll be happy to answer any queries you might have.

I want to free up my time

Paraplanning

If you want us to take care of all your paraplanning needs, from researching the market and chasing providers for information, to writing the suitability reports on a regular basis, we can do that for you.

Or, if you just want us to undertake one aspect of the paraplanning function for you, we can do that too.

Whilst we offer support for all products, we specialise in Defined Benefits Transfers, Drawdown and Pension Switching. In the current climate of Pensions Freedom, with more and more clients demanding access to their pension funds, it’s of paramount importance to ensure your recommendations are clearly evidenced as suitable and will stand up to scrutiny – not just now but in the future when the inevitable past business review of this type of work becomes a reality.

Services

Perhaps you’re unfamiliar with the Drawdown market or inexperienced with Defined Benefits Transfers and would like to offer these services to your clients? We can help you to get comfortable with the rules and offer you reassurance that you’re getting it right.

We can do as little or as much work as you like; whether you’ve hit a busy part of your calendar and simply want us to take some of your workload for the next few weeks or you want us to take care of all your paraplanning needs on a regular basis.

By following a methodical process we will create your personalised suitability report, which will detail all the essential information; thereby providing your client with a clear record of your recommendations and the reasons why they’re suitable.

If you’re part of a Network or have some other compliance function with their own standards, we will work to ensure we understand their specific requirements; in so doing ensuring the reports we produce for you pass first time.

We pride ourselves on getting to know our clients to ensure the Suitability Reports we produce on your behalf are written exactly the way you’d like, ensuring we match your style, professional relationship with your client, and language you prefer.

Other Support Services

To discuss your requirements please call or email us. We’ll be happy to answer any queries you might have.

Report Issued

You download and check the Report and print it on your stationery.

Complaints Handling

A highly-specialist area requiring a specific skill-set that professional IFAs don’t necessarily possess. Don’t take up your precious time investigating your own complaints.

From initial acknowledgement through to final resolution and, where required, determination of appropriate redress.

Each step of the process is an opportunity to trip up the inexperienced investigator. Let us take the stress and hassle of dealing with these off your hands.

Past Business Review/File Checking

All good IFA businesses should undertake a review of a percentage of business completed by each adviser as evidence of on-going competence.

With our extensive Section 166 and past business review experience we can undertake this work on your behalf, either as a regular function of your T&C Scheme or as a one-off exercise to provide reassurance.

Are you ready to have more time to spend with your clients?

Please fill the form below and one of our friendly team will get back to you as quickly as we can. Alternatively, call 0330 358 3525 between the hours of 9am and 5pm Monday to Friday.